The purpose of the study was to identify the main stages of development of the concept of neutrality to assess its effectiveness in the 21st century. The legal analysis of the Hague Convention of 1907 and the Geneva Convention of 1949, the content analysis of Politico, and the analysis of materials in the Digital Encyclopaedia of European History were used. The results of the study demonstrated that the concept of neutrality was formed in the times of ancient Greece and Rome. However, the rapid development of the concept is associated with the wars of the 18th and 19th centuries, especially the War of Independence and the American Civil War. In 1780, the League of Armed Neutrality was created, and in 1856, the Treaty of Paris was signed, which codified neutrality as a mechanism for ensuring international security. In the 19th century, there were also precedents that cemented the importance of neutrality, such as the Alabama Covenants. In 1907, important international conventions were adopted in the Hague, which emphasised the importance of neutrality and the rights of neutral countries in international conflicts. During the First World War, the concept of neutrality was adhered to by the US government. During the 1930s, the United States adopted legislation that regulated trade and economic relations with belligerent states. In the 21st century, the concept of neutrality is losing its relevance. Changes in the geopolitical situation, geographical proximity to Russia, which pursues an aggressive policy and does not respect international law, prompted the governments of Sweden and Finland to abandon the principles of neutrality and join the North Atlantic Alliance. The results of the study can be used to improve the international legal mechanisms governing neutrality and to develop foreign policy strategies of states in the current geopolitical environment
Neutrality in international law: Formation and development of the concept
Abstract
Keywords
neutrality; sovereignty; international security; international law; war
[1] Abbenhuis, M., & Tames, I. (2021). Global war, global catastrophe: Neutrals, belligerents and the transformations of the First World War. London: Bloomsbury Academic.
[2] Allison, R. (2022). Russia, Ukraine and state survival through neutrality. International Affairs, 98(6), 1849-1872. doi: 10.1093/ia/iiac230.
[3] Armed Neutralities – League of the armed neutrality. (2024). Retrieved from https://www.americanforeignrelations.com/A-D/Armed-Neutralities-League-of-the-armed-neutrality.html.
[4] Byas, S. (2024). Propaganda playbook for war: Today’s elites are beating the drums for war in Europe, the Middle East, and East Asia, but this propaganda is nothing new. The New American, 40(3).
[5] Charter of the United Nations and Statute of the International Court of Justice. (1945). Retrieved from https://treaties.un.org/doc/publication/ctc/uncharter.pdf.
[6] Chatelain, N.P. (2022). Blockade, Privateering, and the 1856 Declaration of Paris. Retrieved from https://emergingcivilwar.com/2022/05/06/blockade-privateering-and-the-1856-declaration-of-paris/.
[7] Clancy, P. (2023). Neutral arms transfers and the Russian invasion of Ukraine. International and Comparative Law Quarterly, 72(2), 527-543. doi: 10.1017/S0020589323000064.
[8] Convention (I) for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field. (1949, August). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/gci-1949?activeTab=1949GCs-APs-and-commentaries.
[9] Convention (II) for the Amelioration of the Condition of Wounded, Sick and Shipwrecked Members of Armed Forces at Sea. (1949, August). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/gcii-1949?activeTab=1949GCs-APs-and-commentaries.
[10] Convention (III) relative to the Treatment of Prisoners of War. (1949, August). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/gciii-1949?activeTab=1949GCs-APs-and-commentaries.
[11] Convention (IV) relative to the Protection of Civilian Persons in Time of War. (1949, August). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/gciv-1949?activeTab=1949GCs-APs-and-commentaries.
[12] Convention (V) respecting the Rights and Duties of Neutral Powers and Persons in Case of War on Land. (1907, January). Retrieved from https://www.whatconvention.org/en/ratifications/1589.
[13] Convention (XIII) concerning the Rights and Duties of Neutral Powers in Naval War. The Hague. (1907, October). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/hague-conv-xiii-1907.
[14] Corse, E., & Cabrera, M. (2023). Propaganda and Neutrality: Global Case Studies in the 20th Century. London: Bloomsbury Academic. doi: 10.5040/9781350325562.
[15] de Vries, B. (2022). Assistance to Ukraine: Moving away from the neutrality paradigm. Retrieved from https://blog.prif.org/2022/03/31/assistance-to-ukraine-moving-away-from-the-neutrality-paradigm/.
[16] Declaration of Neutrality. (1914). Retrieved from https://www.digitalhistory.uh.edu/disp_textbook.cfm?smtID=3&psid=3889.
[17] Declaration Respecting Maritime Law. (1856, April). Retrieved from https://ihl-databases.icrc.org/en/ihl-treaties/paris-decl-1856/declaration?activeTab=default.
[18] Geneva Conventions. (1949, August). Retrieved from https://www.icrc.org/sites/default/files/external/doc/en/assets/files/publications/icrc-002-0173.pdf.
[19] Greminger, T., & Rickli, J.-M. (2023). Neutrality after the Russian invasion of Ukraine: The example of Switzerland and some lessons for Ukraine. PRISM, 10(3), 26-43.
[20] Hague Convention (V) Respecting the Rights and Duties of Neutral Powers and Persons in Case of War on Land. (1907, October). Retrieved from https://www.refworld.org/legal/agreements/hague/1907/en/18888.
[21] Heibach, J. (2024). The benefits of neutrality: Saudi foreign policy in the wake of the Ukraine war. Global Policy, 15(4), 789-793. doi: 10.1111/1758-5899.13355.
[22] Hetman, A.P., & Yakovyuk, I.V. (2020). The architecture of European security: History of establishment and development. Kharkiv: “Pravo”.
[23] Kaynak, A.B. (2023). How neutrality lost its appeal as a political strategy: Sweden and Finland’s accesion to NATO. Journal of Applied and Theoretical Social Sciences, 5(3), 236-250. doi: 10.37241/jatss.2023.91.
[24] League of Armed Neutrality. (2024). Retrieved from https://www.oxfordreference.com/display/10.1093/oi/authority.20110803100056830.
[25] Livingston, K. (2024). Exploring the significance and the application of the law of neutrality in the outer space. Open Access Library Journal, 11(7), 1-29. doi: 10.4236/oalib.1111840.
[26] Lottaz, P. (2023). The future of neutrality. Retrieved from https://surl.li/ixafoz.
[27] Mahmutovic, A. (2023). The European Union charter of fundamental rights: Strengthening the participation in the European Union. Journal of Law, 10(1), 17-35. doi: 10.22304/pjih.v10n1.a2.
[28] Marabello, T.Q. (2023). Challenges to Swiss democracy: Neutrality, Napoleon, & Nationalism. Swiss American Historical Society Review, 59(2), article number 5.
[29] Mingashang, I., & Banungana, C.T. (2024). The international responsibility of a belligerent State in the event of transboundary environmental damage. International Review of the Red Cross, 106(925), 469-496. doi: 10.1017/s1816383124000432.
[30] Mudriievska, I. (2023). Formation and change of the paradigm development of the historical memory about the World War II in Switzerland. Scientific Notes of Taurida National V.I. Vernadsky University Series Historical Sciences, 34(73), 184-194. doi: 10.32782/2663-5984/2023/2.28.
[31] Nasu, H. (2020). The laws of neutrality in the interconnected world: Mapping the future scenarios. In M.C. Waxman, T.W. Oakley (Eds.), The future law of armed conflict (pp. 123-139). Oxford: Oxford Academic. doi: 10.1093/oso/9780197626054.003.0008.
[32] Nasu, H. (2022). The future law of neutrality. Retrieved from https://lieber.westpoint.edu/future-law-of-neutrality/.
[33] NATO member countries. (2024). Retrieved from https://www.nato.int/cps/en/natohq/topics_52044.htm.
[34] Neff, S.C. (2022). Consensus approached. In The rights and duties of neutrals (pp. 86-108). Manchester: Manchester University Press. doi: 10.7765/9781526170576.00014.
[35] Neuman, N. (2021). Neutrality and cyberspace: Bridging the gap between theory and reality. International Law Studies, 97, 755-801.
[36] Neutrality – The nineteenth century. (2024). Retrieved from https://www.americanforeignrelations.com/E-N/Neutrality-The-nineteenth-century.html.
[37] Neutrality – The twentieth century. (2024). Retrieved from https://www.americanforeignrelations.com/E-N/Neutrality-The-twentieth-century.html.
[38] Neutrality Acts of 1930s. (2024). Retrieved from https://www.americanforeignrelations.com/knowledge/Neutrality_Acts_of_1930s.html.
[39] Patel, K.K. (2020). Insulation: The presidency of Franklin D. Roosevelt during the years 1933-1941. In A companion to U.S. foreign relations: Colonial era to the present (pp. 382-399). Hoboken: John Wiley & Sons, Inc. doi: 10.1002/9781119166139.ch18.
[40] Politics and History of Switzerland: Neutrality. (2024). Retrieved from https://www.eda.admin.ch/aboutswitzerland/en/home/politik-geschichte/die-schweiz-und-die-welt/neutralitaet.html.
[41] Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of International Armed Conflicts (Protocol 1). (1977, June). Retrieved from https://www.ohchr.org/en/instruments-mechanisms/instruments/protocol-additional-geneva-conventions-12-august-1949-and.
[42] Radojević, S., Knežević, M., & Bojanić, D. (2023). The policy of neutrality and investment in the defence system. Military Work, 75(2), 14-31. doi: 10.5937/vojdelo2302014R.
[43] Reginbogin, H.R., & Lotaz, P. (2020). Permanent neutrality: A model for peace, security, and justice. Lanham: Rowman & Littlefield.
[44] Rodriguez, M. (2022). Operation Rubicon: An assessment with regard to Switzerland’s duties under the law of neutrality. International Journal of Legal Information, 50(3), 82-112. doi: 10.1017/jli.2022.31.
[45] Sama, O. (2024). How America came of age. When the warring parties were finally exhausted in World War I, the United States played a decisive role in the final battles. Retrieved from https://nv.ua/ukr/world/countries/pokarati-agresora-ale-zgodom-yak-viborcha-kampaniya-1916-go-zagalmuvala-vstup-ssha-u-pershu-svitovu-50457923.html.
[46] Schmid, E. (2024). Optional but not qualified: Neutrality, the UN Charter and humanitarian objectives. International Review of the Red Cross, 106(927), 1044-1064. doi: 10.1017/S1816383124000183.
[47] Schnakenbourg, E. (2024). Neutrality: The hope of living in peace amid war. Retrieved from https://ehne.fr/en/encyclopedia/themes/europe-europeans-and-world/europe-and-legal-regulation-international-relations/neutrality-hope-living-in-peace-amid-war.
[48] Seltzer, R. (2022). US public opinion since the 1930s: Galluping through history. Lanham: Rowman & Littlefield.
[49] Serçe, U. (2022). Different manifestations of neutrality: The foreign policies of Spain and Turkey during the second world war. Journal of Historical Studies, 37(1), 375-394. doi: 10.18513/egetid.1148771.
[50] Shkolnikova, S. (2024). Putin’s BFF Belarus shoots down killer drones that violated its airspace. Retrieved from https://www.politico.eu/article/belarus-shoots-down-killer-drones-violated-airspace-russia-war-military-defese-ukraine-border/.
[51] Slinger, M.J. (2023). Great Britain and the confederacy. British Journal of American Legal Studies, 12(2), 357-376. doi: 10.2478/bjals-2023-0028.
[52] The Alabama Claims, 1862-1872. (2024). Retrieved from https://history.state.gov/milestones/1861-1865/alabama.
[53] Tillman, E.D. (2022). Woodrow Wilson in the Caribbean. Oxford Research Encyclopedia of Latin American History. doi: 10.1093/acrefore/9780199366439.013.1013.
[54] Treaty of Paris. (1856, March). Retrieved from https://content.ecf.org.il/files/M00934_TreatyOfParis1856English.pdf.
[55] Ucaray-Mangitli, B. (2021). Why international organizations hate politics: Depoliticizing the world. International Affairs, 97(4), 1252-1254. doi: 10.1093/ia/iiab086.
[56] van der Burg, M. (2021). Revolution and warfare: The North before conquest. In Napoleonic governance in the Netherlands and Northwest Germany: Conquest, incorporation, and integration (pp. 23-44). Cham: Palgrave Macmillan. doi: 10.1007/978-3-030-66658-3_2.
[57] Yakovyuk, I.V., & Bilousov, E.M. (2022). National security of Ukraine in the face of new challenges European and Euro-Atlantic solidarity. Retrieved from https://dspace.nlu.edu.ua/bitstream/123456789/19718/1/NBU-mon-2022.pdf.
[58] Zajęcki, R., Shuliak, A., & Fesyk, O. (2020). Using public diplomacy for creating international peace and security – The case of Poland and Sweden. Torun International Studies, 1(13), 165-175. doi: 10.12775/TIS.2020.012.